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资本市场欠规范 微信泄密事件只是个缩影 - 站长搜索
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资本市场欠规范 微信泄密事件只是个缩影

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2014-06-10 03:24:03 转载来源: 网络整理/侵权必删

□皮海洲(财经评论员)因为在微信上提前泄露了丽珠集团股权激励方案的消息,中信证券首席医药行业分析师张明芳已经被停职并配合调查。据报道,6月6日,张明芳通过中信医药微信群向群里透露丽珠集团股权激励方案的细节时,丽珠集团的股票仍然处于交易状态,张明芳的行为明显属于泄密

□皮海洲(财经评论员)

因为在微信上提前泄露了丽珠集团股权激励方案的消息,中信证券首席医药行业分析师张明芳已经被停职并配合调查。据报道,6月6日,张明芳通过中信医药微信群向群里透露丽珠集团股权激励方案的细节时,丽珠集团的股票仍然处于交易状态,张明芳的行为明显属于泄密

中信医药微信群集聚了大量的机构投资者,张明芳在此发布丽珠集团股权激励方案的详细消息,这种行为明显过于张扬。此人在业内有“医药一姐”之称,还曾被评为金牌分析师。这些光环对于一名分析师来说意义重大,而它的给予者就是以投资基金为代表的机构投资者。为了赢得机构投资者的掌声,分析师们取悦或者服务于机构投资者已是业内的“公开秘密”。这其中就包括通过各种渠道来获得内幕消息,并泄露给机构投资者,以显示自己的能力。张明芳只是这个群体中的一员而已。不幸的是,张明芳选择了“群发”,不知道这是不是她的一次“操作失误”。

更值得警醒的是,张明芳事件只是目前资本市场欠缺规范的一个缩影,泄密事件在A股市场已是见怪不怪。就这次事件来说,张明芳并不是最直接的内幕信息知情人。丽珠集团高管称,该公司的股权激励方案,公司和中介机构最近两个月召开了多次会议,知情人并不少。并且该高管还表示,最近几个月,张明芳并未到访,目前公司也不知晓她是从何渠道获取了公司股权激励方案信息。而既然如此,又是谁把内幕消息透露给了张明芳呢?而在把消息透露给张明芳的同时,是不是还透露给了其他的什么人呢?

监管部门对该事件的查处任重道远。顶风作案的张明芳,作为泄密者需要受到查处,但那些把相关消息泄露给张明芳的人,同样也要受到严厉查处。尤其是那些签订了保密协议的泄密者,更应该受到严厉的惩处。

标签: 资本 市场 规范 微信 泄密 事件 是个 缩影


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